Capital Resources, Inc.
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NEW! Major Independent firm with presence in banks committed to expansion
This highly regarded firm with a national reputation is seeking FAs across the country. FAs have the ability to go completely independent, be placed in an established office with full support, or in a bank program. Great flexibility and support. Highly competitive payouts. FAs need only have a clean U4 and do min $50,000 gross production. Wide range of products including insurance. Exceptional transition support too. Contact up for additional details. XET001
Major FI in the NE is seeking to fill FA key positions.
Highly regarded Program with a long history of succesfully providing investment services is looking to fill positions across New England and in the metro NYC area.
The bank, with its own b/d, currently has more than 40 FAs as well as an LBE program. OVER 50% of ave. FC production comes directly from internal referrals! Over $300MM in branch deposits per FA as well. FA also shares in LBE production. FAs in the program have an average tenure of 14+ years! This is a really strong program with great management and opportunity. Candidates must have solid prior FA experince in a bank or b/d. Strong communications skills and professionalism are a must. Minimum 3 yrs expereince. Series 7 strongly prefered along with 63 and life/health. College degree also preferred. Forgivable draw plus very competetive payout and benefits.
Opportunites now in:
1. NYC/Quees or Westchester. FA can choose specifec location for office NEB001
2. Kennebunk ME NEB002
3. Manchester NH NEB003
4. Worcester MA NEB006
Top-tier independent firm has opportunities across the US. This firm has a well-earned reputation for their independence, freedom, support and competitive payout. A major advantage of this firm is that they are employee owned and all FA’s can participate in this ownership. FA’s will find a full menu of products and business building-services to help them grow. Solid technology platform and compliance support. Transition packages are available to qualified FA’s. If you’re currently with another independent firm but want more- more choice, more payout, and more access to your firm’s senior management- this is the opportunity you’ve been waiting for. And if you’ve ever considering going independent- these are the people you need to see. And if you’re an FA that might be interested in just selling your book, you need to talk to this firm! CA1-PW01